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Corporate insiders · SEC Form 4

What corporate insiders disclosed

Search 3,090 reported purchases and sales by company, ticker or reporting owner. Open the original filing behind every record.

Collection dates, coverage and reported prices

Searchable, source-checked disclosures from the collected filing windows below. History is still being added: gaps between windows and uncollected filings are not evidence of no trading. Issuer directories can differ between collections. Only non-derivative purchases and sales are shown; awards, exercises, gifts, holdings and derivatives are excluded. Unresolved amendments hold the affected issuer. Prices may be weighted averages or unspecified. This is not a complete YTD or current-portfolio view, and it is not used as complete-period input to homepage rankings. Historical rows retain their successful source-import interpretation and manifest hashes; their original XML was not freshly replayed for this release. The recent collection was replayed from archived SEC XML.

379 issuers held for correction review. 16,548 source rows excluded from this purchase/sale view.

  • Filed 2026-01-01–2026-01-02: 744 of 744 enumerated filings collected
  • Filed 2026-01-03–2026-01-04: 0 of 0 enumerated filings collected
  • Filed 2026-01-05–2026-01-06: 3,750 of 4,401 enumerated filings collected
  • Filed 2026-03-18–2026-03-19: 196 of 1,446 enumerated filings collected
  • Filed 2026-03-20–2026-03-21: 491 of 491 enumerated filings collected
  • Filed 2026-03-22–2026-03-23: 658 of 658 enumerated filings collected
  • Filed 2026-03-24–2026-03-25: 1,133 of 1,133 enumerated filings collected
  • Filed 2026-03-26–2026-03-27: 887 of 887 enumerated filings collected
  • Filed 2026-03-28–2026-03-29: 0 of 0 enumerated filings collected
  • Filed 2026-10-16–2026-10-16: 452 of 452 enumerated filings collected

Reported purchases and sales

Collected disclosures filed 2026-01-01–2026-10-16. Collection gaps remain. Filing dates are not execution dates.

545 matching source rows · Page 1 of 22.

KWY · Reported purchase

KINGSWAY Corp · Common Stock

Hansen Kent A — CFO & EVP

Transaction date
2026-10-16
Filed
2026-10-16
Reported shares
160
Reported price per share
9.74

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Corporation The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.

F2: Includes 6,909 shares of restricted stock granted on December 4, 2024, and 14,568 shares of restricted stock granted on March 17, 2026.

Inspect original SEC filing ↗

ZONE · Reported purchase

Zone Frontier Inc. · Common Stock

Hassen Tyler Lewis — Chief Executive Officer

Transaction date
2026-10-16
Filed
2026-10-16
Reported shares
500000
Reported price per share
0.1103

Price basis: Not established. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The transactions reported herein were open market purchases of Common Stock effected on October 16, 2026.

Source and parsing caveats

price qualified by unrecognized footnote

Inspect original SEC filing ↗

GRCE · Reported purchase

Grace Therapeutics, Inc. · Common Stock, par value $0.0001 per share

Opaleye Management Inc.

Transaction date
2026-10-16
Filed
2026-10-16
Reported shares
36347
Reported price per share
1.8917

Price basis: Weighted average—not an individual execution price. Ownership: indirect.

Ownership as disclosed: By Opaleye, L.P.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.95. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F5: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Source and parsing caveats

price is weighted average

Inspect original SEC filing ↗

NBIS · Reported purchase

Nebius Group N.V. · Class A Shares

Grimme Arne

Transaction date
2026-10-16
Filed
2026-10-16
Reported shares
148
Reported price per share
169.99

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Indicated—not assigned to every row.

Filing remarks: Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Act, the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The purchases reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 15 June 2026.

Inspect original SEC filing ↗

SAFX · Reported purchase

XCF Global, Inc. · Class A Common Stock

EEME Energy SPV I, LLC

Transaction date
2026-10-16
Filed
2026-10-16
Reported shares
119397857.6
Reported price per share
1.19

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Inspect original SEC filing ↗

UMH · Reported purchase

UMH PROPERTIES, INC. · UMH Properties, Inc.

Miller Kevin S. — EVP, CFO, Treasurer

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
68.38
Reported price per share
14.625

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 10/15/2026.

Inspect original SEC filing ↗

UMH · Reported purchase

UMH PROPERTIES, INC. · UMH Properties, Inc.

Mitchell William Edward

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
68.38
Reported price per share
14.625

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 10/15/2026.

Inspect original SEC filing ↗

KWY · Reported purchase

KINGSWAY Corp · Common Stock

Fitzgerald John Taylor Maloney — President and CEO

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
357
Reported price per share
9.74

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Corporation The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.

F2: Includes 300,000 shares of restricted stock granted on March 31, 2021.

Inspect original SEC filing ↗

PRIM · Reported purchase

Primoris Services Corp · Common Stock

MCCALLISTER TERRY D

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
21.505
Reported price per share
79.98

Price basis: Not established. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: These transactions were the result of the automatic reinvestment of dividends received on shares of issuer common stock pursuant to a broker-sponsored dividend reinvestment plan.

F2: Based on information provided by the investment advisor; additional information, including the price range, if any, is unavailable.

F3: These shares are owned by the Terry D. McCallister Trust dated 6/14/2013 and indirectly by Terry D. McCallister, as a trustee of the trust.

Source and parsing caveats

price qualified by unrecognized footnote

Inspect original SEC filing ↗

UXIN · Reported purchase

Uxin Ltd · American depositary shares

Dai Kun — Chief Executive Officer

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
4100
Reported price per share
1.0421

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: By Xin Gao Group Limited

Filing-level trading-plan indicator: Indicated—not assigned to every row.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Each American depositary shares represents 300 Class A ordinary shares of the issuer.

Inspect original SEC filing ↗

MDBH · Reported purchase

MDB Capital Holdings, LLC · Common Stock

MARLETT CHRISTOPHER A — Co-Founder

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
917
Reported price per share
1.93

Price basis: Weighted average—not an individual execution price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The reported price in Column 4 is an average purchase price. The shares acquired on October 15, 2026 were purchased in multiple transactions at prices ranging from $1.87 to $1.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Source and parsing caveats

price is weighted average

Inspect original SEC filing ↗

GRCE · Reported purchase

Grace Therapeutics, Inc. · Common Stock, par value $0.0001 per share

Opaleye Management Inc.

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
23485
Reported price per share
1.9453

Price basis: Weighted average—not an individual execution price. Ownership: indirect.

Ownership as disclosed: By Opaleye, L.P.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.95. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

F5: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Source and parsing caveats

price is weighted average

Inspect original SEC filing ↗

NBIS · Reported purchase

Nebius Group N.V. · Class A Shares

Grimme Arne

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
148
Reported price per share
169.99

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Indicated—not assigned to every row.

Filing remarks: Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Act, the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The purchases reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 15 June 2026.

Inspect original SEC filing ↗

BORR · Reported purchase

Borr Drilling Ltd · Common Shares

Troim Tor Olav

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
500000
Reported price per share
4.5983

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: By Drew Holdings Ltd.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Drew Holdings Ltd. is wholly owned by Drew Trust, a non-discretionary trust in which the reporting person is the beneficiary.

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FIS · Reported purchase

Fidelity National Information Services, Inc. · Common Stock

Goldstein Jeffrey A

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
1585
Reported price per share
36.4

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Indicated—not assigned to every row.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Reporting person elected to purchase FIS stock in lieu of the quarterly cash retainer paid to him as Independent Chairman of the Board of Directors. This purchase was transacted under a 10b5-1 plan.

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GABC · Reported purchase

GERMAN AMERICAN BANCORP, INC. · Common Stock

Bawel Zachary W

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
344.3173
Reported price per share
49.6635

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of his director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Inspect original SEC filing ↗

GABC · Reported purchase

GERMAN AMERICAN BANCORP, INC. · Common Stock

Ryan Christina M

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
2.0136
Reported price per share
49.6635

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of her director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Inspect original SEC filing ↗

PAM · Reported purchase

Pampa Energy Inc. · American Depositary shares

Mindlin Marcos Marcelo

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
435000
Reported price per share
80.78

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Inspect original SEC filing ↗

GABC · Reported purchase

GERMAN AMERICAN BANCORP, INC. · Common

Seger Andrew M

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
2.0136
Reported price per share
49.6635

Price basis: Source-reported numeric price. Ownership: direct.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The Reporting Person is a shareholder and the Chief Financial Officer of Wabash Valley Produce, Inc.

F2: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of his director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Inspect original SEC filing ↗

EDRY · Reported purchase

EuroDry Ltd. · Common stock

Pittas Aristeidis P

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
300
Reported price per share
48.1682

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: Family United Navigation Co.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The Reporting Person owns a 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

F2: The Reporting person's spouse owns 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Inspect original SEC filing ↗

EDRY · Reported purchase

EuroDry Ltd. · Common stock

Pittas Aristeidis P

Transaction date
2026-10-15
Filed
2026-10-16
Reported shares
300
Reported price per share
48.1682

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: Family United Navigation Co.

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: The Reporting Person owns a 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

F2: The Reporting person's spouse owns 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Inspect original SEC filing ↗

PCQ · Reported purchase

PIMCO CALIFORNIA MUNICIPAL INCOME FUND · Common Shares

BANK OF AMERICA CORP /DE/; MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

Transaction date
2026-10-14
Filed
2026-10-16
Reported shares
2000
Reported price per share
8.1303

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: See Footnotes

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: This statement is jointly filed by Bank of America Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

F2: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

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PEP · Reported purchase

PEPSICO INC · PepsiCo, Inc. Common Stock

POHLAD ROBERT C

Transaction date
2026-10-14
Filed
2026-10-16
Reported shares
84507
Reported price per share
128.28

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: Held By Revocable Trust

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.

F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.

F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.

Inspect original SEC filing ↗

PEP · Reported purchase

PEPSICO INC · PepsiCo, Inc. Common Stock

POHLAD ROBERT C

Transaction date
2026-10-14
Filed
2026-10-16
Reported shares
45075
Reported price per share
128.28

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: Held By Revocable Trust

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.

F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.

F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.

Inspect original SEC filing ↗

PEP · Reported purchase

PEPSICO INC · PepsiCo, Inc. Common Stock

POHLAD ROBERT C

Transaction date
2026-10-14
Filed
2026-10-16
Reported shares
45075
Reported price per share
128.28

Price basis: Source-reported numeric price. Ownership: indirect.

Ownership as disclosed: Held By Revocable Trust

Filing-level trading-plan indicator: Not indicated.

Source footnotes

Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.

F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.

F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.

F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.

Inspect original SEC filing ↗