Collected disclosures filed 2026-01-01–2026-10-16. Collection gaps remain. Filing dates are not execution dates.
545 matching source rows · Page 1 of 22.
KWY
KWY · Reported purchase
KINGSWAY Corp · Common Stock
Hansen Kent A — CFO & EVP
- Transaction date
- 2026-10-16
- Filed
- 2026-10-16
- Reported shares
- 160
- Reported price per share
- 9.74
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Corporation The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.
F2: Includes 6,909 shares of restricted stock granted on December 4, 2024, and 14,568 shares of restricted stock granted on March 17, 2026.
Inspect original SEC filing ↗ZONE
ZONE · Reported purchase
Zone Frontier Inc. · Common Stock
Hassen Tyler Lewis — Chief Executive Officer
- Transaction date
- 2026-10-16
- Filed
- 2026-10-16
- Reported shares
- 500000
- Reported price per share
- 0.1103
Price basis: Not established. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The transactions reported herein were open market purchases of Common Stock effected on October 16, 2026.
Source and parsing caveats
price qualified by unrecognized footnote
Inspect original SEC filing ↗GRCE
GRCE · Reported purchase
Grace Therapeutics, Inc. · Common Stock, par value $0.0001 per share
Opaleye Management Inc.
- Transaction date
- 2026-10-16
- Filed
- 2026-10-16
- Reported shares
- 36347
- Reported price per share
- 1.8917
Price basis: Weighted average—not an individual execution price. Ownership: indirect.
Ownership as disclosed: By Opaleye, L.P.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.95. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F5: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Source and parsing caveats
price is weighted average
Inspect original SEC filing ↗NBIS
NBIS · Reported purchase
Nebius Group N.V. · Class A Shares
Grimme Arne
- Transaction date
- 2026-10-16
- Filed
- 2026-10-16
- Reported shares
- 148
- Reported price per share
- 169.99
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Indicated—not assigned to every row.
Filing remarks: Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Act, the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The purchases reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 15 June 2026.
Inspect original SEC filing ↗SAFX
SAFX · Reported purchase
XCF Global, Inc. · Class A Common Stock
EEME Energy SPV I, LLC
- Transaction date
- 2026-10-16
- Filed
- 2026-10-16
- Reported shares
- 119397857.6
- Reported price per share
- 1.19
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Inspect original SEC filing ↗UMH
UMH · Reported purchase
UMH PROPERTIES, INC. · UMH Properties, Inc.
Miller Kevin S. — EVP, CFO, Treasurer
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 68.38
- Reported price per share
- 14.625
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 10/15/2026.
Inspect original SEC filing ↗UMH
UMH · Reported purchase
UMH PROPERTIES, INC. · UMH Properties, Inc.
Mitchell William Edward
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 68.38
- Reported price per share
- 14.625
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 10/15/2026.
Inspect original SEC filing ↗KWY
KWY · Reported purchase
KINGSWAY Corp · Common Stock
Fitzgerald John Taylor Maloney — President and CEO
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 357
- Reported price per share
- 9.74
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Corporation The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.
F2: Includes 300,000 shares of restricted stock granted on March 31, 2021.
Inspect original SEC filing ↗PRIM
PRIM · Reported purchase
Primoris Services Corp · Common Stock
MCCALLISTER TERRY D
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 21.505
- Reported price per share
- 79.98
Price basis: Not established. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: These transactions were the result of the automatic reinvestment of dividends received on shares of issuer common stock pursuant to a broker-sponsored dividend reinvestment plan.
F2: Based on information provided by the investment advisor; additional information, including the price range, if any, is unavailable.
F3: These shares are owned by the Terry D. McCallister Trust dated 6/14/2013 and indirectly by Terry D. McCallister, as a trustee of the trust.
Source and parsing caveats
price qualified by unrecognized footnote
Inspect original SEC filing ↗UXIN
UXIN · Reported purchase
Uxin Ltd · American depositary shares
Dai Kun — Chief Executive Officer
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 4100
- Reported price per share
- 1.0421
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: By Xin Gao Group Limited
Filing-level trading-plan indicator: Indicated—not assigned to every row.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Each American depositary shares represents 300 Class A ordinary shares of the issuer.
Inspect original SEC filing ↗MDBH
MDBH · Reported purchase
MDB Capital Holdings, LLC · Common Stock
MARLETT CHRISTOPHER A — Co-Founder
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 917
- Reported price per share
- 1.93
Price basis: Weighted average—not an individual execution price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The reported price in Column 4 is an average purchase price. The shares acquired on October 15, 2026 were purchased in multiple transactions at prices ranging from $1.87 to $1.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Source and parsing caveats
price is weighted average
Inspect original SEC filing ↗GRCE
GRCE · Reported purchase
Grace Therapeutics, Inc. · Common Stock, par value $0.0001 per share
Opaleye Management Inc.
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 23485
- Reported price per share
- 1.9453
Price basis: Weighted average—not an individual execution price. Ownership: indirect.
Ownership as disclosed: By Opaleye, L.P.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.95. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
F5: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Source and parsing caveats
price is weighted average
Inspect original SEC filing ↗NBIS
NBIS · Reported purchase
Nebius Group N.V. · Class A Shares
Grimme Arne
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 148
- Reported price per share
- 169.99
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Indicated—not assigned to every row.
Filing remarks: Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Act, the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The purchases reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 15 June 2026.
Inspect original SEC filing ↗BORR
BORR · Reported purchase
Borr Drilling Ltd · Common Shares
Troim Tor Olav
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 500000
- Reported price per share
- 4.5983
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: By Drew Holdings Ltd.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Drew Holdings Ltd. is wholly owned by Drew Trust, a non-discretionary trust in which the reporting person is the beneficiary.
Inspect original SEC filing ↗
FIS · Reported purchase
Fidelity National Information Services, Inc. · Common Stock
Goldstein Jeffrey A
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 1585
- Reported price per share
- 36.4
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Indicated—not assigned to every row.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Reporting person elected to purchase FIS stock in lieu of the quarterly cash retainer paid to him as Independent Chairman of the Board of Directors. This purchase was transacted under a 10b5-1 plan.
Inspect original SEC filing ↗GABC
GABC · Reported purchase
GERMAN AMERICAN BANCORP, INC. · Common Stock
Bawel Zachary W
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 344.3173
- Reported price per share
- 49.6635
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of his director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.
Inspect original SEC filing ↗GABC
GABC · Reported purchase
GERMAN AMERICAN BANCORP, INC. · Common Stock
Ryan Christina M
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 2.0136
- Reported price per share
- 49.6635
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of her director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.
Inspect original SEC filing ↗PAM
PAM · Reported purchase
Pampa Energy Inc. · American Depositary shares
Mindlin Marcos Marcelo
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 435000
- Reported price per share
- 80.78
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Inspect original SEC filing ↗GABC
GABC · Reported purchase
GERMAN AMERICAN BANCORP, INC. · Common
Seger Andrew M
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 2.0136
- Reported price per share
- 49.6635
Price basis: Source-reported numeric price. Ownership: direct.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The Reporting Person is a shareholder and the Chief Financial Officer of Wabash Valley Produce, Inc.
F2: The reported transaction was effected pursuant to a prior election made by the Reporting Person to use a portion of his director compensation to purchase shares of common stock through participation in the Issuer's Dividend Reinvestment and Stock Purchase Plan.
Inspect original SEC filing ↗EDRY
EDRY · Reported purchase
EuroDry Ltd. · Common stock
Pittas Aristeidis P
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 300
- Reported price per share
- 48.1682
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: Family United Navigation Co.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The Reporting Person owns a 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
F2: The Reporting person's spouse owns 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Inspect original SEC filing ↗EDRY
EDRY · Reported purchase
EuroDry Ltd. · Common stock
Pittas Aristeidis P
- Transaction date
- 2026-10-15
- Filed
- 2026-10-16
- Reported shares
- 300
- Reported price per share
- 48.1682
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: Family United Navigation Co.
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: The Reporting Person owns a 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
F2: The Reporting person's spouse owns 25% interest and has effective control over voting and disposition of the shares owned by Family United Navigation Co. The Reporting Person disclaims beneficial ownership of the securities held by Family United Navigation Co. except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Inspect original SEC filing ↗PCQ
PCQ · Reported purchase
PIMCO CALIFORNIA MUNICIPAL INCOME FUND · Common Shares
BANK OF AMERICA CORP /DE/; MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
- Transaction date
- 2026-10-14
- Filed
- 2026-10-16
- Reported shares
- 2000
- Reported price per share
- 8.1303
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: See Footnotes
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: This statement is jointly filed by Bank of America Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
F2: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
F3: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.
Inspect original SEC filing ↗
PEP · Reported purchase
PEPSICO INC · PepsiCo, Inc. Common Stock
POHLAD ROBERT C
- Transaction date
- 2026-10-14
- Filed
- 2026-10-16
- Reported shares
- 84507
- Reported price per share
- 128.28
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: Held By Revocable Trust
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.
F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.
F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.
Inspect original SEC filing ↗
PEP · Reported purchase
PEPSICO INC · PepsiCo, Inc. Common Stock
POHLAD ROBERT C
- Transaction date
- 2026-10-14
- Filed
- 2026-10-16
- Reported shares
- 45075
- Reported price per share
- 128.28
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: Held By Revocable Trust
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.
F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.
F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.
Inspect original SEC filing ↗
PEP · Reported purchase
PEPSICO INC · PepsiCo, Inc. Common Stock
POHLAD ROBERT C
- Transaction date
- 2026-10-14
- Filed
- 2026-10-16
- Reported shares
- 45075
- Reported price per share
- 128.28
Price basis: Source-reported numeric price. Ownership: indirect.
Ownership as disclosed: Held By Revocable Trust
Filing-level trading-plan indicator: Not indicated.
Source footnotes
Footnotes belong to the filing; numbered references identify the affected fields. They are not automatically assigned to every row.
F1: Represents shares of PepsiCo Common Stock acquired from irrevocable trusts established by the reporting person through the exercise of the reporting person's power to substitute assets of equivalent value for property held by such trusts. In exchange for the shares, a revocable trust, of which the reporting person is sole trustee and beneficiary, transferred to the irrevocable trusts cash having an equivalent fair market value that was determined by the average of the high and low prices of PepsiCo Common Stock on October 14, 2026.
F2: Includes 168,632 shares previously reported as directly owned by the reporting person, which shares were transferred to the reporting person's revocable trust of which the reporting person is sole trustee and beneficiary.
F3: These shares, which were previously reported as directly owned by the reporting person's spouse, were transferred to a revocable trust of the reporting person's spouse of which the reporting person is a co-trustee and the reporting person's spouse is a co-trustee and sole beneficiary.
Inspect original SEC filing ↗